A brief overview of regulatory changes expected over the next two years.
Securities law changes including:
New disclosure rules - we will provide guidelines and a draft template for disclosure.
The somewhat scary rules on advertising.
IFA's new Code of Ethics and Practice Standards which come into effect on 1 August 2007. The approach taken will be to use "real life" practical case studies and discussion rather than presentations. There will also be written material as a "take away" including a cross reference from the existing to the new code and vice versa.
Draft new Constitution - a chance to have your say.
Proposed changes to Continuing Professional Development - again have your say.
