HotHouse: The new and improved financial adviser regime

Wellington

Wednesday, August 11th 2010, 12:12PM

The scope of the Financial Advisers Act and the Financial Service Providers (Registration and Dispute Resolution) Act is now essentially finalised, following the passing of amending Bills into law last month.

Substantial last-minute changes addressed many of the concerns raised on the legislation. Now the shouting is over, it's time to start acting on implementation.

In addition to summarising the new law, this seminar will cover:

how the legislation will now affect different businesses, including those that operate in wholesale markets only and those with cross-border operations
who needs to do what, by when, to comply with the new regime
the pros and cons of the new group QFE model
the updated draft Code of Professional Conduct for Authorised Financial Advisers, and
the dispute resolution scheme arrangements.

WELLINGTON
Presenters	Frank McLaughlin and Bradley Kidd
Venue	Chapman Tripp Level 17, 10 Customhouse Quay Wellington
Date	Wednesday, 11 August 2010
Time	12.30pm light lunch 1.00pm - 2.00pm seminar
	For more information or to register, click here.

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HotHouse: The new and improved financial adviser regime

Wellington

Wednesday, August 11th 2010, 12:12PM

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