Article tagged with 'Financial Markets Conduct Act'
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Labour: Support for regulation change
15 Mar 2017 - Labour is likely to support the bill that will repeal the Financial Advisers Act, at least through first reading, if its fate ends up in the party's hands.
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MBIE missed the mark
03 Mar 2017 - Andrew Gunn asks: Why are we okay with the idea of an unqualified workforce?
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Advisers told: Avoid conflicts with any other person
27 Feb 2017 - A new explanation of how advisers could be expected to legally put clients’ interests first is causing more confusion that it solves.
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FAA licensing process will be bigger job thn FMCA: Mason
29 Nov 2016 - The process of licensing of fund managers is coming to an end and next up with be an even bigger job, the second round for financial advisers.
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[Updated] Fund managers on home straight of licencing race
28 Nov 2016 - The deadline for fund managers to become licensed is just four days away now, and so far 66 firms have become managed investment schemes. [Includes list of licenced schemes]
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Green light for post-FMCA ROPS, but demand down
02 Nov 2016 - British currency volatility is leading to a slowdown in interest in pension transfers to New Zealand, as the Government clears the way for providers to continue to operate under the Financial Markets Conduct Act.
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Financial services provider 'should be allowed to follow law'
05 Aug 2016 - Financial markets participants should be entitled to work on the basis of what the law tells them to do – not how the Financial Markets Authority wants them to interpret it, one legal expert says.
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Managers on borrowed time
15 Jul 2016 - There are fears many fund managers and DIMS providers may miss the mark for licensing under the Financial Markets Conduct Act, and find themselves shut out of business.
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Hard to find right advice fit
04 Jul 2016 - New legislation is helping financial advisers move from a product focus to a relationship focus for their businesses, ASB’s general manager of wealth says. But despite increasing demand for good advice, finding the right advisers for the job is tough going.
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FMA: Changing regulatory landscape hard for some
26 May 2016 - New Zealand’s new world of financial regulation has come as a shock to many, but the Financial Markets Authority boss says it is building an improved investment environment.