Article tagged with 'FSLAA'
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Cigna helps advisers meet regulation requirements
08 Dec 2021 - Cigna New Zealand has released the first of a series of improvements to help independent financial advisers stay on top of their regulatory obligations.
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CoFI adds more challenges to financial services
25 Nov 2021 - Financial advice firms, insurers, banks and related institutions should prepare now for the impending implementation of CoFI legislation or risk being bogged down by further regulations.
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FMA releases FAP self-assessment tools
24 Nov 2021 - The Financial Markets Authority has released three new self-assessment tools to help financial advice providers (FAPs) prepare for full licensing.
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Traffic builds on the road to full licensing
21 Sep 2021 - Adviser traffic on the road to full licencing has built up to a steady flow as individuals and companies look to the future with the Financial Markets Authority so far approving 80 applications.
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Another milestone reached - the road to full licensing lies ahead
23 Jun 2021 - Another milestone in the journey to full licensing has been reached after the deadline for advisers to link themselves to a financial advice provider passed last week.
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Adviser business values hold steady
31 May 2021 - Early concerns were that adviser business values would collapse due to the implementation of the new Financial Services Legislation Amendment Act.
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Single-adviser FAPs need to ‘reinvent the way they give advice’
13 May 2021 - The managing director of Strategi Compliance is calling on advisers to use technology to reinvent themselves, in order for the single adviser to remain relevant.
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What the CoFI review means for advisers
03 May 2021 - MBIE is currently undergoing an industry consultation on whether the CoFI bill should apply to financial advisers, Good Returns digs into the details.
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First fully licensed adviser: Process ‘easier than I thought’
30 Apr 2021 - New Zealand’s first fully licensed adviser under the new FSLAA regime says that advisers who are ready should go for it.
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Industry ‘report card’ far from straight As says FMA
29 Apr 2021 - The FMA says just four new licences have been approved and two declined with one application dismissed due to a shoddy cut-and-paste job.