Article tagged with 'FSLAA'
-
MBIE urges caution for FAPs engaging multiple advisers
18 Dec 2019 - There is a risk that advisers being able to work for more than one financial advice provider could result in consumer confusion or harm, the Ministry of Business, Innovation and Employment (MBIE) says.
-
ASB and Westpac delay licensing decision
11 Dec 2019 - Advisers face a further wait to discover ASB and Westpac's stance on FAP licensing under the new regulatory regime.
-
Details confirmed for transitional licensing
20 Nov 2019 - The Financial Markets Authority has confirmed the standard conditions it will require of those seeking a transitional financial advice provider (FAP) licence under the new regime.
-
When is a client really a client?
13 Nov 2019 - More clarity is needed on when someone counts as a client under the new financial advice regime, Financial Advice New Zealand says.
-
Expect dramatic fall in FAP numbers: Greenslade
13 Nov 2019 - New Zealand could expect to get to as few as 400 financial advice providers by 2030, one training and compliance provider says.
-
Supplier choices limited under the new regime?
31 Oct 2019 - Newpark Home Loans general manager Andrew Scott believes some advisers could have a limited choice of lenders under the new regulatory regime. Find out why on TMM Online: [READ ON].
-
As confusion reigns and opinions are strong, is it all a bit much?
31 Oct 2019 - There are so many options for advisers under the new regime; licensing, coming under a licence, packing it in, or working for a bank or insurer. Jon-Paul Hale says the answer is quite simple.
-
Group FAPs could limit choice of suppliers: Newpark
30 Oct 2019 - Mortgage advisers could find their selection of available lenders limited by their financial advice provider under the new regulatory regime, Newpark’s Andrew Scott has warned.
-
ANZ reveals stance on FAPs
21 Oct 2019 - ANZ has laid out its position on the new regulatory regime, stating it will work with adviser businesses and groups that hold a financial advice provider licence.
-
Advisers should pass level five with few problems: Hill
20 Oct 2019 - It’s in insurers’ interests to make sure that advisers are supported through to the new regime, Asteron Life’s executive manager of life distribution, Graham Hill, says.