Article tagged with 'FSPR'
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Companies office deregisters 458 FSPs
03 Aug 2021 - Predictions of a mass exodus of advisers from the financial advice industry have not transpired, according to the latest statistics from the Companies Office.
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Financial adviser deregistrations underway
01 Jul 2021 - Almost 10,000 financial service providers are now registered to provide financial advice in New Zealand according to the Companies Office, up by 748 from March 15 this year.
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Looking forward to full licensing - but don't wait too long
09 Jun 2021 - Don't leave it up to your FAP, if you haven't been linked make sure they know because there are only five working days left before deregistration begins.
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Keeping up - but not with the Kardashians
27 May 2021 - Education is one area we need to spend more time on than we have previously budgeted and considered, although we all knew it was coming.
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FSPR deadline causes panic
21 May 2021 - The Financial Service Providers Register has threatened to de-list advisers who have not linked their registration to a financial advice provider or authorised body under the new regime, causing panic across the industry.
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Industry ‘report card’ far from straight As says FMA
29 Apr 2021 - The FMA says just four new licences have been approved and two declined with one application dismissed due to a shoddy cut-and-paste job.
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New FSPR reporting: What you need to know
30 Mar 2021 - Re-registering FSPs are required to declare if they are captured under the AML/CFT Act and who supervises them.
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Unlicensed advisers need a contingency plan: FMA
09 Mar 2021 - One week out from regulation change the FMA is asking for unlicensed advisers to have a contingency plan, especially with the FSPR not operating at full capacity.
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‘Director for hire’ sentenced for FSPR abuse
03 Mar 2021 - Michael Reps has been found guilty of fraudulent claims relating to the Financial Service Providers Register and sentenced to community detention and 90 hours' community work.
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FSPR updates: What advisers need to know
18 Feb 2021 - Among the many upcoming regulation changes for advisers on March 15 are updates to the FSPR.