Article tagged with 'John Botica'
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Thousands yet to apply for full FAP licences
20 Dec 2021 - More than 200 full financial advice provider (FAP) licences have now been approved by the Financial Markets Authority (FMA) with around 80% of advisers yet to apply.
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Competency standards - to move forward, start at the finish
29 Oct 2021 - Professional competency is a career-long journey and if financial advisers can't cope with minimum standards, then it's probably not the path they should be taking.
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FMA sets cut off date for FAP licencing
21 Oct 2021 - Advisers and financial advice companies looking to transition to a full licence have been given firm cut off dates by the Financial Markets Authority.
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Traffic builds on the road to full licensing
21 Sep 2021 - Adviser traffic on the road to full licencing has built up to a steady flow as individuals and companies look to the future with the Financial Markets Authority so far approving 80 applications.
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FMA licensing workshops popular with Fidelity Life advisers
17 Sep 2021 - A series of online licensing support workshops jointly hosted by Fidelity Life and the Financial Markets Authority have attracted almost 200 adviser registrations.
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Looking forward to full licensing - but don't wait too long
09 Jun 2021 - Don't leave it up to your FAP, if you haven't been linked make sure they know because there are only five working days left before deregistration begins.
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Botica busts industry myths
12 Feb 2021 - At the FSC: Get In Shape conference, the FMA’s director of market engagement John Botica focused on busting long standing industry myths when addressing advisers.
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FMA’s latest licence numbers show advisers are poised for change
23 Dec 2020 - The latest figures from the FMA’s transitional licence progress show that a huge majority of the industry are ready for March 15.
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FMA: Advisers without PI should 'take the bull by the horns'
10 Dec 2020 - NZI surprises FMA with removal of PI cover for small advisory firms but says it is not the end of the line for these advisers.
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No annual returns this year
22 Jun 2020 - Advisers are getting a few years off submitting their annual returns – but that doesn’t mean all their regulatory obligations are on hold.