Article tagged with 'Murray Weatherston'
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Complaint levels show health of industry and market
14 Jan 2021 - The levels of resolved client complaints against financial service providers show that systems are working, but this could change with the tide of the markets, says Murray Weatherston.
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[UPDATED] Full licensing rules finally released
06 Nov 2020 - The FMA has released the long-awaited standard conditions for the licensing of financial advice.
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Back to the office on Thursday (if you want)
11 May 2020 - Advisers will probably get a boost from being able to return to face-to-face meetings with their clients from Thursday.
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Code: That's all?
09 May 2019 - Financial Advice New Zealand is among voices critical of the long-awaited new code of conduct for financial advisers.
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Advisers: Govt made right call on capital gains tax
18 Apr 2019 - Financial advisers say the decision not to implement a capital gains tax was the right one – but there may still be tax changes on the horizon for investors.
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Claim associations silent as advisers become casualties
21 Feb 2019 - Associations are being told to be more openly vocal in their support for financial advisers.
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Adviser: Should case manager make the call?
24 Dec 2018 - More information is needed about the case managers who consider complaints about financial advisers, one industry commentator says.
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Financial advisers stuck in limbo
22 Nov 2018 - There seems to have been little action in the past year on the development of the new financial advice regime, one commentator says.
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Code: From complex to simple
12 Oct 2018 - The working group developing a new code of conduct for financial advisers has taken heed of submissions made to it - but its new simplified draft still leaves some holes to be filled.
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'Individual' licence suggestion causes concern
11 Oct 2018 - [UPDATED, ADDS FMA] Advisers are confused by a Financial Markets Authority directive that a financial advice provider under the new Financial Services Legislation Amendment Bill can be an individual or a business.