tmmonline.nz  |   landlords.co.nz        About Good Returns  |  Advertise  |  Contact Us  |  Terms & Conditions  |  RSS Feeds

NZ's Financial Adviser News Centre

GR Logo
Last Article Uploaded: Friday, July 10th, 9:53AM

People

rss
People

Finzo adds compliance expertise

Adviser group Finzo has appointed a new compliance officer.

Tuesday, November 5th 2019, 9:31PM

Tracey Wolfe is taking the role after 14 years in the financial services industry in Australia and the UK.

Finzo said her appointment demonstrated its ongoing commitment to increase the rigour of its compliance programme and improve client operations.

“We see compliance oversight as a key pillar in the new financial advice regime commencing in June 2020 and at Finzo, regulatory compliance is a priority. We pride ourselves on maintaining the highest standards with compliance, technology and client service in the industry since our inception in 2014.” Finzo chief executive Nick Stewart said.

“We welcome Tracey’s 14 years’ experience in the financial industry in Australia and the UK as we continue to work with regulators to help develop and co-operate with policies that serve and protect clients and businesses,” he said.

In her previous role with CFL Financial Planning in Australia, Wolfe was a qualified paraplanner and had a varied role.

She has also worked with a dealer group in Australia, investment banks Barclays Capital, Abbey National Treasury Services in the UK and specialist insurance services provider Lloyd's of London.

“Coming from a traditional dealer group environment in Australia, I see a huge opportunity for an integrated financial solution provider like Finzo to make a positive impact in the new regulatory environment. I’m excited to join Finzo’s team,” she said.

 

 

Tags: Finzo people

« Changes to Partners Life distribution teamSouthern Cross boss joins UniMed »

Special Offers

Comments from our readers

No comments yet

Sign In to add your comment

 

print

Printable version  

print

Email to a friend
Slideshow

MORE JOBS»

Tuesday, July 14th 2020
ICNZ - The Future of Insurance in a Post-COVID World
Nationwide

Thursday, July 30th 2020
ICNZ - The COVID Effect: What the New Financial Landscape Looks Like
Nationwide

Tuesday, August 4th 2020
Core Strand
Auckland

Thursday, August 6th 2020
Waikato Advisers Coffee Morning
Waikato

Wednesday, August 12th 2020
OCR & MPS Media conference & live-stream
Nationwide

Tuesday, August 25th 2020
Residential Property Lending Workshop
Auckland

Wednesday, August 26th 2020
Residential Property Lending Workshop
Auckland

Thursday, August 27th 2020
ICNZ -The Empowered Consumer
Nationwide

Friday, September 4th 2020
Core Strand
Auckland

Wednesday, September 23rd 2020
Official Cash Rate announcement
Nationwide

MORE»

News Bites
About Us  |  Advertise  |  Contact Us  |  Terms & Conditions  |  Privacy Policy  |  RSS Feeds  |  Letters  |  Archive  |  Toolbox
 
Site by Web Developer and eyelovedesign.com