Tracey Wolfe is taking the role after 14 years in the financial services industry in Australia and the UK.
Finzo said her appointment demonstrated its ongoing commitment to increase the rigour of its compliance programme and improve client operations.
“We see compliance oversight as a key pillar in the new financial advice regime commencing in June 2020 and at Finzo, regulatory compliance is a priority. We pride ourselves on maintaining the highest standards with compliance, technology and client service in the industry since our inception in 2014.” Finzo chief executive Nick Stewart said.
“We welcome Tracey’s 14 years’ experience in the financial industry in Australia and the UK as we continue to work with regulators to help develop and co-operate with policies that serve and protect clients and businesses,” he said.
In her previous role with CFL Financial Planning in Australia, Wolfe was a qualified paraplanner and had a varied role.
She has also worked with a dealer group in Australia, investment banks Barclays Capital, Abbey National Treasury Services in the UK and specialist insurance services provider Lloyd's of London.
“Coming from a traditional dealer group environment in Australia, I see a huge opportunity for an integrated financial solution provider like Finzo to make a positive impact in the new regulatory environment. I’m excited to join Finzo’s team,” she said.
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