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Finalists announced

Monday 5th of November 2001

Good Returns is pleased to announce that three finalists have been selected in this year's Financial Planner of the Year Awards.

The finalists are (in alphabetical order):

  • Graham Baker, Spicers Portfolio Management, Hamilton

  • Jordi Garcia, New Zealand Financial Planning, Auckland

  • Fiona Judd, Broadbase, Waikato

The three finalists will each do a final interview with the judging panel in Auckland on Thursday and the presentation function will be held at the Sheraton Hotel, that night starting at 6.30pm. (For more details click here)

The Awards have been organised to promote professionalism and excellence in financial planning. Also, they help show the public how financial planners can help them meet their investment and retirement income goals.

Planners who entered the Awards are judged on a number of criteria including professionalism and excellence. (Full details of process can be found here).

The previous Award was won by Rodger Spiller of Money Matters.

The Awards are supported by Armstrong Jones, AXA New Zealand, Guardian Trust Financial Services, Morningstar, Perpetual Investments, Tower Managed Funds and Royal & SunAlliance.

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FMA outlines its latest expectations for advisers
Paul Flood: The danger is that the 'goalposts' (regarding what is acceptable or unacceptable adviser conduct) may be susceptible to change. Our 'Principles based' legal/regulatory environment lends itself to “prevalence-induced concept change” over time, perhaps not so much in the written laws and Code, as in the interpretation of the prescribed principles.
3 days ago Steve Wright
FMA outlines its latest expectations for advisers
Just a tip, if you use more than six, six letter words in a sentence you lose most Kiwi's. So avoid client/adviser confusion when writing your post or article if you would like it read and understood. Ironically, my last sentence was not likely read.
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FMA outlines its latest expectations for advisers
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To correct errors in my previous post: "policies, templates, and controls" should read "policies, processes, systems and controls", and "is more conductive" should read "is more conducive".
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