GoodReturns

FARs - where's the accountability?

It is appropriate for financial advice providers to be accountable for their financial advice representatives, because they are simply acting as a conduit between the provider and the client, the Ministry of Business, Innovation and Employment says.

Susan Edmunds

Wed, Mar 29th 2017 06:00AM

FMA warns on AML, won't name and shame

2 min read

Client-first may be too big an ask for biggest players

5 min read

Call for more scrutiny of regulators

2 min read

IDS restructures to guide advisers through change

2 min read

IDS to offer complaint service

2 min read

MBIE asked: What harm are RFAs doing?

3 min read

Worry code changes slipping under radar

3 min read

Hundreds offer FAA review input

2 min read

Submission slams FMA

3 min read

Massey calls for Act overhaul

3 min read

FSC: All advisers should be equal

2 min read

Submissions call for big law changes

2 min read

Qualification questions may cause concerns

3 min read

Time running out for DIMS decision

2 min read

Tell MBIE what you think of regulation

2 min read

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