|        About Good Returns  |  Advertise  |  Contact Us  |  Terms & Conditions  |  RSS Feeds

NZ's Financial Adviser News Centre

GR Logo
Last Article Uploaded: Thursday, July 9th, 6:36PM


Latest Headlines

Fendal Finance

Friday, December 3rd 2010, 6:02PM

Case referred by Securities Commission to National Enforcement Unit of Ministry of Economic Development for prosecution



Mowat Ussher


It is alleged that the Defendant allocated a security to a member of the public on behalf of Fendal Finance Limited without the subscriber receiving an investment statement before subscribing for the security.


The charges were laid under section 59(1) of the Securities Act and carry a maximum penalty of a fine not exceeding $300,000.

Date filed

27 October 2010 in the District Court at Christchurch

Current status

First call on 9 December 2010.


« RBNZ grants exemptions to finance companiesRates Round Up: Dec 6 »

Special Offers

Commenting is closed



Printable version  


Email to a friend
Today's Best Bank Rates
Heartland Bank 1.00  
Heartland Bank 1.00  
Rabobank 1.00  
Based on a $50,000 deposit
More Rates »
News Bites
Latest Comments
Subscribe Now

Deposit Rates newsletter

Previous News


Most Commented On
About Us  |  Advertise  |  Contact Us  |  Terms & Conditions  |  Privacy Policy  |  RSS Feeds  |  Letters  |  Archive  |  Toolbox
Site by Web Developer and