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HotHouse: The new and improved financial adviser regime

Wellington

Wednesday, August 11th 2010, 12:12PM

The scope of the Financial Advisers Act and the Financial Service Providers (Registration and Dispute Resolution) Act is now essentially finalised, following the passing of amending Bills into law last month. 

Substantial last-minute changes addressed many of the concerns raised on the legislation.  Now the shouting is over, it's time to start acting on implementation.     

In addition to summarising the new law, this seminar will cover:

  • how the legislation will now affect different businesses, including those that operate in wholesale markets only and those with cross-border operations
  • who needs to do what, by when, to comply with the new regime
  • the pros and cons of the new group QFE model
  • the updated draft Code of Professional Conduct for Authorised Financial Advisers, and 
  • the dispute resolution scheme arrangements.

 

WELLINGTON

 

Presenters

Frank McLaughlin and Bradley Kidd 

Venue

Chapman Tripp
Level 17, 10 Customhouse Quay
Wellington

Date

Wednesday, 11 August 2010

Time

12.30pm light lunch
1.00pm - 2.00pm seminar


For more information or to register, click here.

« FundSource Conference 2010 updateFINSIA briefing series: Financial Advisers Regulation »

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