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McGuffie date set

Napier insurance broker David McGuffie now will not face court until November.

Sunday, August 30th, 8:13PM

McGuffie’s case was in the Napier District Court last week for a call over – a meeting where lawyers and the judge discuss pre-trial issues.

A new date of November 20 was set.

He has pleaded not guilty to four charges of making dishonest claims to four large insurance companies, believed to be Pinnacle Insurance, Asteron, Tower and AIA.

McGuffie was the owner and founder of Advanced Insurance.

The company changed its name to HMS Holdings Ltd on February 21, 2014 ...MORE»

Two advisers investigated

Friday, August 28th, 12:47PM  1 comment

FMA began investigations into two potential referrals to the Financial Advisers Disciplinary Committee in the past year.

MORE»

New Zealand lagging on decumulation options

Friday, August 28th, 6:00AM  4 comments

New Zealand retirees are turning to rental property because there are not enough products to provide income in retirement, it has been claimed.

MORE»

Mount appeals again

Former high-profile Nelson financial adviser Tony Mount has launched another appeal against his convictions.

Thursday, August 27th, 6:00AM  1 comment

He was sentenced in December after being found guilty of fleecing clients of his business, Independent Financial.

He was found guilty at a judge-only trial in October of 18 counts of theft by failing to account, 48 of theft by a person in a special relationship, altering a document with intent to deceive, obtaining by false pretense and obtaining by deception.

He stole more than half a million dollars from 18 clients over a decade by inflating the purchase price of investments and deflating the sale price, taking the difference for himself ...MORE»

Portfolios, not products the key: James

Wednesday, August 26th, 6:00AM  3 comments

There are calls for more oversight of advisers' portfolio construction.

MORE»

RFAs not impressed by push for one standard

Tuesday, August 25th, 6:00AM  3 comments

PAA may want just one class of financial adviser – but not all of its members agree.

MORE»

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Mortgage Centre Sponsored by: 

Kiwibank plans digital future

Friday, August 28th, 10:39AM

Kiwibank says its focus for the future is transforming into a digital business, with fewer branches and digitally-enabled sales supported by staff. MORE»

Insurance Centre Sponsored by: 

nib plots more growth

Tuesday, August 25th, 3:53PM  3 comments

nib New Zealand says it expects its growth to accelerate and is planning a new adviser offering later this year. MORE»

Regulation Sponsored by: 

Submission slams FMA

Friday, August 7th, 6:00AM  11 comments

SiFA has entered a searing submission in response to the Financial Advisers Act review issues paper. MORE»

People and Events Sponsored by: 

Smee leaves Kepa role

Thursday, August 20th, 10:08AM

Kepa's head of marketing and communications Nicola Smee is to step down. MORE»

Deposit Rates Sponsored by: 

General Finance experiencing good growth

Thursday, July 2nd, 2:56PM

General Finance is seeing growth in its business as investors chase good yields. MORE»

KiwiSaver   

FMA urges KiwiSaver check-up

Sunday, August 30th, 8:20PM

FMA wants New Zealanders to give their KiwiSaver accounts an online health check as part of Money Week. MORE»

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  • Former Mike Pero broker banned
    “Unfortunately Heath did willingly sign a franchise agreement with Mike Pero. He was aware of the terms and conditions when...”
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  • nib plots more growth
    “This is great news, however from my own personal experience nib can't handle the business flows it has at the moment. Their...”
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    “Perhaps we're finally going to see a bank adviser and his/her employers facing the music? If it is, it's been a long time...”
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    “I thought it was compulsory in the UK for a person reaching retirement age and receiving a company pension for a good percentage...”
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