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Call for more scrutiny of regulators

Financial services providers are becoming ever more familiar with the Financial Markets Authority in its industry oversight role – but who is keeping an eye on the regulators?

Monday, August 15th, 5:59AM

That’s the question being asked by one international financial services consultant, now based in New Zealand, who says this country’s financial services regulation needs to be more stringently scrutinised.

Geof Mortlock is a New Zealand financial sector regulation specialist, who has worked with the IMF, the World Bank, Financial Stability Institute and KPMG.

He said New Zealand’s approach to financial services regulation was still light-handed compared to many countries’ – but that its oversight of its regulators was also more relaxed...MORE»

IDS restructures to guide advisers through change

Thursday, July 21st, 6:00AM

Compliance firm IDS has restructured to help advisers prepare for more regulatory change on the horizon.

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IDS to offer complaint service

Wednesday, April 13th, 5:59AM

Compliance firm IDS is to tap the skills of its newly-appointed general manager to offer a new service to help advisers manage complaints.

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Previous News

MBIE asked: What harm are RFAs doing?

Monday, March 7th, 6:00AM

The Ministry of Business, Innovation and Employment has been asked: What problem is the Financial Advisers Act trying to fix?

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Worry code changes slipping under radar

Friday, February 5th, 6:00AM

There is concern that changes to the Code of Professional Conduct for Authorised Financial Advisers, due to take effect this year, may have slipped under the radar for AFAs amid the bigger review of the Financial Advisers Act.

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Hundreds offer FAA review input

Monday, October 12th, 6:00AM

Hundreds of people have made their views on the Financial Advisers Act heard.

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Submission slams FMA

Friday, August 7th, 6:00AM

SiFA has entered a searing submission in response to the Financial Advisers Act review issues paper.

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Massey calls for Act overhaul

Thursday, July 30th, 6:00AM

Industry regulations are cumbersome and reduce the number of advisers operating in the New Zealand market, a group of Massey University academics say.

MORE»

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