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The Adviser Platform adds regulatory experience

The Adviser Platform has appointed a new head of compliance and advice ahead of upcoming regulatory changes.  

Thursday, March 14th 2019, 10:25AM

Scott Duncan

With nine years' experience in financial services and compliance, Scott Duncan would be enlisted to help advisers through the regulation and compliance process.

As well as a Bachelor of Business Studies in Finance, he has also completed the Level Five National Certificate in Financial Services.

TAP managing director Ryan Edwards said he was pleased to have Scott on board to help advisers minimise the disruption to their businesses due to reforms.

“We want to create as much value as we can for our members and support them every step of the way as we move towards a new environment.

“Having an advice and compliance guru on the team means that we can guide advisers through the process and make it as simple and straightforward as possible.”

Duncan said he enjoyed simplifying the compliance process for advisers to make it easy to understand and implement.

 

Tags: The Adviser Platform

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