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Articles tagged with 'Code'

Regulation change to broaden and strengthen industry: Dale-Jones

15 March 2021 - The chair of the code working group spoke to Good Returns about expectations for the regulation improvements.

Adviser appears before FADC on record keeping charges

13 December 2020 - A financial adviser with 35 years' experience appeared before the Financial Advisers Disciplinary Committee in Wellington last week, facing allegations she didn’t understand her profession’s legislation and code.

FMA issues formal warning for market manipulation

11 December 2020 - The Financial Markets Authority (FMA) has issued a formal warning to an individual for conduct that was likely to have amounted to market manipulation.

The two code standards that advisers need to know

1 December 2020 - Good Returns sat down with Angus Dale-Jones to discuss the impacts of the new code of conduct on financial advisers, including the two code standards that are most vital to advisers.

Labour plans to regulate property managers

2 October 2020 - Property managers will be regulated and subject to a Code of Conduct to ensure they meet professional standards if the Labour Party returns to power after the election.

It starts with governance

5 August 2020 - Russell Hutchinson discusses the importance of governance in achieving a compliant FAP business.

Code will hold: Dale-Jones

19 April 2020 - Financial advisers’ code of conduct is designed to be effective at any stage – so it will not be a problem for its implementation to be pushed back further, the chairman of the Code Working Group says.

New online CPD course for advisers launches

24 October 2019 - Open Polytechnic’s continuing professional development course (CPD) for financial advisers is open for enrolment, aimed at helping them meet the requirements of the new code of conduct.

Code Committee: We've thought about what could have been better

9 October 2019 - Advisers in the new financial advice regime will work under a much narrower “client-first” obligation than AFAs operating in the market at present, says the chairman of the committee that drafted the previous version.

What to do, what to do …

8 October 2019 - Although compliance with the Financial Advice Code should be a given there are some missing pieces from the puzzle of compliance under the new regime.

[GRTV] Code gets eight out of 10 from long-time critic

20 May 2019 - Adviser advocate Murray Weatherston says the new code is good for advisers - but there's an elephant in the room.

Degree work continues despite Code opting for Level Five

20 May 2019 - The Code of Conduct settling on a Level Five qualification requirement for financial advisers won't stop the development of a new degree for the sector.

Code creates opportunities for quality mark

15 May 2019 - Financial Advice New Zealand's quality service mark could be used to fill in some of the gaps in the new Code of Conduct for the advice sector.

Code: That's all?

9 May 2019 - Financial Advice New Zealand is among voices critical of the long-awaited new code of conduct for financial advisers.

Advisers react to new Code

8 May 2019 - The industry has expressed surprise that the new Code of Conduct allows advisers to operate under another license with no minimum qualification requirements.

New code: Shorter, sharper than draft

8 May 2019 - The clock is now ticking for financial advisers to get ready for life under the new code of conduct for the sector. But the version that will come into force is different to that the industry saw during consultation.

Code of Conduct approved

7 May 2019 - A new Code of Conduct will ensure all financial advice provided to Kiwis is of good quality, Commerce and Consumer Affairs Minister Kris Faafoi says.

'If you expect advisers to work for peanuts...'

16 April 2019 - Some of those who did not want to put their name to their views about the proposed code of conduct for advisers made the most scathing comments.

Code submissions revealed: Industry wanted change

15 April 2019 - Submitters on the draft code of conduct for the financial advice sector took issue with the draft proposed by the working group right from the first code standard.

Faafoi: Code 'no surprises'

10 April 2019 - Advisers are being told there won't be anything to shock them in the approved code of conduct for the sector.

The Big Read: FMA goes after adviser for alleged non-disclosure

26 March 2019 - Questions about what the professional responsibilities of advisers in a consumer protection regime are lie at the heart of the Financial Advisory Disciplinary Council (FADC)’s first non-disclosure case.

Code process drags on

13 March 2019 - Advisers are stuck in a no-man’s land while they wait for more information on the new code of conduct.

Code still due in coming months

4 February 2019 - The Code Working Group is still on track to deliver a code of conduct for financial advisers to Commerce Minister Kris Faafoi early this year, its chairman, Angus Dale-Jones, says.

Naylor explains why a Level 5 qualification is too low for quality financial advice

3 January 2019 - Massey University Senior Lecturer Mike Naylor says the financial advice sector can't think of education as a box to tick. In this article he explains how the NZQA system works and why a Level 5 qualification is setting the bar too low for good quality financial advice

Newpark aims to double membership

3 December 2018 - New mortgage dealer group Newpark Home Loans has revealed plans to double its membership over the next year as it aims to lure startup brokerages across the country.

Lack of prescription could prompt race to the bottom

30 November 2018 - A high-level, principles-based code of conduct may be hard to apply across the financial advice sector, commentators say.

No code before Christmas

15 November 2018 - A new code of conduct for financial advisers will not be signed off this year.

Everyone should have Level 5: Financial Advice NZ

13 November 2018 - Nominated representatives should not be given any leeway to skip the qualifications required of the rest of the financial advice sector, Financial Advice NZ says.

Can you comply with the new Code?

12 November 2018 - Do you have anything to fear from the new draft Financial Advice Code? Can good insurance advice be given under the Code? Will you make it as a financial adviser under the new regime? Different questions with a common thread.

SiFA slams draft code

12 November 2018 - Financial adviser association SiFA says the working group developing a new code of conduct has abrogated its duty under the Financial Services Legislation Amendment Bill - and that's just one of its problems.  

Colleges prepare for student influx

9 November 2018 - Training institutions are readying themselves for an influx of advisers needing to attain the level five certificate in financial services.

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Full Rates Table | Compare Rates

Lender Flt 1yr 2yr 3yr
AIA 4.55 2.29 2.59 2.65
ANZ 4.44 2.89 3.25 3.39
ANZ Special - 2.29 2.69 2.79
ASB Bank 4.45 2.29 2.59 2.65
Basecorp Finance 5.49 - - -
Bluestone 3.49 3.34 2.99 3.34
BNZ - Classic - 2.29 2.59 2.79
BNZ - Mortgage One 5.15 - - -
BNZ - Rapid Repay 4.60 - - -
BNZ - Std, FlyBuys 4.55 2.89 3.19 3.39
BNZ - TotalMoney 4.55 - - -
Lender Flt 1yr 2yr 3yr
CFML Loans 4.95 - - -
China Construction Bank 4.49 4.70 4.80 4.95
China Construction Bank Special - 2.65 2.65 2.80
Credit Union Auckland 5.45 - - -
Credit Union Baywide 5.65 3.95 3.85 -
Credit Union South 5.65 3.95 3.85 -
First Credit Union Special 5.85 2.95 3.45 -
Heartland Bank - Online 2.50 1.99 2.35 2.45
Heretaunga Building Society 4.99 3.40 3.50 -
HSBC Premier 4.49 2.25 2.35 2.65
HSBC Premier LVR > 80% - - - -
Lender Flt 1yr 2yr 3yr
HSBC Special - 2.25 - -
ICBC 3.69 2.25 2.35 2.65
Kainga Ora 4.43 2.67 2.97 3.13
Kainga Ora - First Home Buyer Special - 2.25 - -
Kiwibank 3.40 3.20 3.50 3.50
Kiwibank - Offset 3.40 - - -
Kiwibank Special 3.40 2.35 2.65 2.65
Liberty 5.69 - - -
Nelson Building Society 4.95 3.20 3.24 -
Pepper Essential 4.79 - - -
Resimac 3.39 3.35 2.99 3.35
Lender Flt 1yr 2yr 3yr
SBS Bank 4.54 2.79 ▲2.99 ▲3.29
SBS Bank Special - 2.29 ▲2.49 ▲2.79
Select Home Loans 3.49 3.34 2.99 3.34
The Co-operative Bank - First Home Special - 2.09 - -
The Co-operative Bank - Owner Occ 4.40 2.29 2.59 2.79
The Co-operative Bank - Standard 4.40 2.79 3.09 3.29
TSB Bank 5.34 3.09 3.29 3.45
TSB Special 4.54 2.29 2.49 2.65
Wairarapa Building Society 4.99 3.55 3.49 -
Westpac 4.59 3.09 3.29 3.39
Westpac - Offset 4.59 - - -
Lender Flt 1yr 2yr 3yr
Westpac Special - 2.29 2.69 2.79
Median 4.55 2.73 2.99 2.80

Last updated: 12 April 2021 8:56am

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