Articles tagged with 'court'
FADC hands down its punishment in non-disclosure case
16 May 2019 - A financial adviser who breached the Code of Conduct by skimping on client medical histories in insurance applications has learnt the fate.
The Big Read: FMA goes after adviser for alleged non-disclosure
26 March 2019 - Questions about what the professional responsibilities of advisers in a consumer protection regime are lie at the heart of the Financial Advisory Disciplinary Council (FADC)’s first non-disclosure case.
Litigation heals Mike Pero wounds
28 September 2018 - Just a few weeks ago they were at each other’s throats in court, but now Mike Pero and Mike Pero Mortgages (MPM) have kissed and made up.
Unregistered insurance adviser avoids prison
5 July 2018 - A South Island man who offered insurance advice, without being a registered financial adviser, has been sentenced to community work and community detention.
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