Articles tagged with 'court'

Kloogh liquidators trawling files back to 2012

3 October 2019 - Liquidators for financial adviser Barry Kloogh’s companies are considering whether the rights to his trail commissions could be sold to help recover money for creditors.

Kloogh no longer a financial adviser

5 September 2019 - Financial adviser Barry Kloogh has had his authorisation cancelled by the Financial Markets Authority.

Kloogh companies liquidated

3 September 2019 - Financial Advice New Zealand says Barry Kloogh's membership will be suspended until further information about the investigation into his businesses comes to light.

FMA secures guilty verdict

19 August 2019 - Steven Robertson has been found guilty of dozens of charges relating to the misuse of client money.

Kloogh's clients' missing $8 million

7 August 2019 - About $8 million of client money is missing from financial adviser Barry Kloogh’s accounts, it has been revealed.

Bachcare charged with misleading consumers

16 July 2019 - The Commerce Commission alleges the online holiday rental booking platform has manipulated online user reviews it has received.

ComCom takes Ronovationz to court

8 July 2019 - Property investment guru Ron Hoy Fong’s company is being prosecuted by the Commerce Commission over allegations of price fixing.

FADC hands down its punishment in non-disclosure case

16 May 2019 - A financial adviser who breached the Code of Conduct by skimping on client medical histories in insurance applications has learnt the fate. 

The Big Read: FMA goes after adviser for alleged non-disclosure

26 March 2019 - Questions about what the professional responsibilities of advisers in a consumer protection regime are lie at the heart of the Financial Advisory Disciplinary Council (FADC)’s first non-disclosure case.

Litigation heals Mike Pero wounds

28 September 2018 - Just a few weeks ago they were at each other’s throats in court, but now Mike Pero and Mike Pero Mortgages (MPM) have kissed and made up.

Unregistered insurance adviser avoids prison

5 July 2018 - A South Island man who offered insurance advice, without being a registered financial adviser, has been sentenced to community work and community detention.

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