Articles tagged with 'Sue Brown'

Financial Advice NZ appoints two new directors

15 November 2021 - Financial Advice New Zealand has elected two new directors for its board after its AGM was held in Wellington today.

Financial Advice NZ adds members, focuses on getting voice heard

23 August 2019 - Financial Advice New Zealand is finding its feet and preparing to advocate harder for members in its second full year of operation.

Disclose cost of advice, not commission: Financial Advice NZ

31 May 2018 - Advisers should be required to declare the cost the adviser distribution channel adds to what clients pay for financial products, not the commission the advisers themselves receive, Financial Advice NZ says.

Financial Advice NZ committees appointed

10 January 2018 - Financial Advice NZ has announced the make-up of its subcommittees, which will represent different advice strands within the association.

Financial Advice NZ acknowledges frustrations

27 December 2017 - Financial Advice NZ has acknowledged advisers' frustration at the time it has taken to establish the new professonal association.

Financial Advice NZ recruiting

12 December 2017 - New professional association Financial Advice NZ appears to be addressing concerns about how it will represent all strands of advice, by opting for a system of colleges.

Quality mark questions

9 November 2017 - A quality mark system is coming - but what will it mean, and how will it fit with the CFP designation?

Financial Advice New Zealand launch date set

26 October 2017 - Financial Advice New Zealand will administer a quality service mark for its adviser members as it works to boost public trust and confidence in the profession, it has been revealed.

FSLAB could be slower

24 October 2017 - Progress of the Financial Services Legislation Amendment Bill may be slower under the new Labour-led government than it might have been under National.

Whistle-blowers more exposed under new rules

26 September 2017 - Whistle-blowers are set to lose some of their identity protection when the new financial adviser legislation comes into force.

Industry demands details

23 August 2017 - The financial advice sector has been left puzzled by the role of nominated representatives in the new financial advice regime, how they will work for Financial Advice Providers, and how consumers might complain about them, should they need to.

QFEs get licensing head-start

15 August 2017 - Dealer groups and adviser networks may opt for financial advice provider status (FAP) under the new legislation, but it is expected to be an easier transition for existing qualifying financial entities (QFEs).

Law changes an imperfect improvement

8 August 2017 - Changes made to the Financial Services Legislation Amendment Bill before it was introduced to Parliament have been welcomed by the financial advice sector - but some say they did not go far enough.

Getting to Know: Sue Brown

4 August 2017 - Sue Brown was known to many advisers as the face of regulation at the FMA. She's now off on her own, operating Sue Brown Solutions.

Financial Advice NZ set for take-off

3 August 2017 - Financial Advice NZ's working group has revealed the board who will lead it through the establishment phase.

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