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Articles tagged with 'FADC'

FADC hands down its punishment in non-disclosure case

16 May 2019 - A financial adviser who breached the Code of Conduct by skimping on client medical histories in insurance applications has learnt the fate. 

Rules set to get a lot tougher for many advisers

29 April 2019 - I finished off before Easter talking about the health and safety experience, which is something we have been watching and involved with at some level.

Part 2: FSLAB & FADC and what it means for us RFAs

23 April 2019 - In the second part of his commentary on the recent FADC case, adviser Jon-Paul Hale says the requirements expected of advisers is likely to cause havoc.

FADC case shows RFAs face big challenges under new laws

11 April 2019 - While it has been no surprise with the passing of FSLAB, we now have confirmation that the light at the end of the tunnel is, in fact, the oncoming train.

[The Wrap] Advisers should be very worried over today's FADC ruling

29 March 2019 - The Financial Advisers Disciplinary Committee has today ruled on Monday hearing Good Returns reported on this week. The adviser at the centre of the hearing lost his case. I think RFAs should be very worried about this decision.

Adviser breached code

29 March 2019 - An Auckland financial adviser has breached the code of conduct by skimping on client medical histories in insurance applications, the Financial Advisers Disciplinary Committee says.

The Big Read: FMA goes after adviser for alleged non-disclosure

26 March 2019 - Questions about what the professional responsibilities of advisers in a consumer protection regime are lie at the heart of the Financial Advisory Disciplinary Council (FADC)’s first non-disclosure case.

FMA takes non-disclosure case to FADC

26 March 2019 - The Financial Advisory Disciplinary Council, (FADC) yesterday, prosecuted its first case against an insurance adviser over non-disclosure issues.

AFAs censured by FADC

26 September 2018 - A QFE’s investigation into its advisers’ replacement business processes resulted in two referrals to the Financial Advisers Disciplinary Committee.

FADC prepares for another case

15 May 2018 - The Financial Advisers Disciplinary Committee is readying to hear another case.

It's real; Financial adviser reforms are go

7 December 2017 - The Government has pushed the go button for significant reforms to how financial advice is delivered in New Zealand. This evening the Financial Services Legislation Amendment Bill has had its first reading in Parliament and now goes to Select Committee.  

FMA outlines plans - has eyes on advisers

30 August 2017 - The Financial Markets Authority is laying out how it plans to use its new, increase level of funding – and advisers can expect to receive its attention.

No fine for QROPS adviser who breached code

23 August 2017 - A financial adviser has been censured and ordered to operate under supervision for at least six months after being found to have breached the code of conduct.

Getting to Know: Simon Hassan

7 July 2017 - Simon Hassan made the switch from teaching to try to educate New Zealanders about their finances.

QROPS adviser breached code: FADC

22 June 2017 - An unnamed pension transfer adviser has been found to have breached code standards, although none of his clients complained about him.

Berry back on FADC

2 June 2017 - Tracey Berry has been reappointed to the Financial Advisers Disciplinary Committee for a five-year term.

'Sales and advice' one of FMA's risk priorities

15 February 2017 - Advisers can expect an increase in monitoring activity over the coming year as the Financial Markets Authority resumes tighter supervision of the sector.

FAA review means advisers spend less time advising clients

22 July 2016 - Small financial advice firms who have only just finished getting their businesses in line with the current Financial Advisers Act now face a hefty bill to do it all over again.

Decisions still pending on FADC referrals

28 January 2016 - Investigations continue into two possible referrals to the Financial Advisers Disciplinary Committee.

FADC investigations near completion

9 October 2015 - FMA is close to finishing its investigation into two advisers.

Two advisers investigated

28 August 2015 - FMA began investigations into two potential referrals to the Financial Advisers Disciplinary Committee in the past year.

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Full Rates Table | Compare Rates

Lender Flt 1yr 2yr 3yr
ANZ 5.69 4.39 4.35 4.55
ANZ Special - 3.89 3.85 4.05
ASB Bank 5.70 4.45 4.39 4.55
ASB Bank Special - 3.95 3.89 4.05
BNZ - Classic - 3.89 3.95 3.89
BNZ - Mortgage One 6.40 - - -
BNZ - Rapid Repay 5.85 - - -
BNZ - Std, FlyBuys 5.80 4.69 4.59 4.79
BNZ - TotalMoney 5.80 - - -
Credit Union Auckland 5.95 - - -
Credit Union Baywide 6.15 4.95 4.95 -
Lender Flt 1yr 2yr 3yr
Credit Union North 6.45 - - -
Credit Union South 6.45 - - -
Finance Direct - - - -
First Credit Union 5.85 - - -
Heartland 6.70 7.00 7.25 7.85
Heartland Bank - Online - - - -
Heretaunga Building Society 5.75 4.60 4.75 -
Housing NZ Corp 5.80 4.69 4.49 4.45
HSBC Premier 5.89 3.79 3.79 3.89
HSBC Premier LVR > 80% - - - -
HSBC Special - - - -
Lender Flt 1yr 2yr 3yr
ICBC 5.65 3.85 3.95 3.89
Kiwibank 5.80 4.60 4.60 4.84
Kiwibank - Capped - - - -
Kiwibank - Offset 5.65 - - -
Kiwibank Special - 3.85 3.85 4.09
Liberty 5.69 - - -
Napier Building Society - - - -
Nelson Building Society 6.10 4.89 4.99 -
Resimac 5.30 4.86 ▼4.14 ▼4.19
RESIMAC Special - - - -
SBS Bank 5.79 4.85 5.05 5.49
Lender Flt 1yr 2yr 3yr
SBS Bank Special - 3.89 3.99 3.99
Sovereign 5.80 4.45 4.39 4.55
Sovereign Special - 3.95 3.89 4.05
The Co-operative Bank - Owner Occ 5.65 3.95 3.99 4.05
The Co-operative Bank - Standard 5.65 4.45 4.49 4.55
TSB Bank 5.69 ▼4.45 4.49 ▼4.55
TSB Special - 3.95 3.99 4.05
Wairarapa Building Society 5.70 4.85 4.99 -
Westpac 5.79 4.69 4.79 5.19
Westpac - Offset 5.79 - - -
Westpac Special - 3.89 ▼3.85 4.05
Median 5.80 4.45 4.39 4.19

Last updated: 17 June 2019 3:40pm

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