Article tagged with 'Steve Burgess'
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New recruit to focus on AML compliance
15 Sep 2021 - The Compliance Refinery has continued its growth spurt with the company employing an anti-money laundering expert to bolster its team of compliance professionals.
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Compliance Refinery expands
16 Jul 2021 - The Compliance Refinery is expanding its workforce and has taken on an experienced adviser advocate with more hires on the horizon.
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'Finfluencers' now on regulator's radar
29 Jun 2021 - Social media stars and online "influencers" could be giving unqualified and dangerous financial advice to their many followers, prompting the Financial Markets Authority to publish new guidelines for "finfluencers".
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Advisers advancing towards larger FAPs
10 May 2021 - Single FAP advisers weighing up their options are approaching larger aggregates says compliance expert.
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Keeping compliance costs down
08 Apr 2021 - Globally the cost of compliance is rising – experts reveal their tips for advisers to make sure they are getting the best bang for their buck.
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‘Spring cleaning on steroids’ for March 15
11 Mar 2021 - Compliance professionals are reporting “a frenzy of activity” as advisers get organised for the regulation change on Monday.
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No appetite for PI any longer: compliance expert
16 Dec 2020 - After NZI’s announcement regarding PI, compliance expert Steven Burgess says that PI is on its way out the door for smaller businesses, but that might not be the end of the world.
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Professional indemnity insurance: What advisers need to know
20 Nov 2020 - Good Returns spoke to industry insiders who believe that just because PI insurance isn’t compulsory, it is still crucial for advisers.
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Adviser consultancy firms say full licensing provisions bring mandate for change
10 Nov 2020 - The full licence provisions bring certainty and a mandate for change, say adviser consultancy firms, Compliance Refinery and Strategi Group.