Articles tagged with 'QFE'

Which QFEs in FMA's sights?

25 July 2018 - When the Financial Markets Authority released its report this month into QFE replacement insurance business processes, it said it was considering possible sanctions against three.

Industry demands details

23 August 2017 - The financial advice sector has been left puzzled by the role of nominated representatives in the new financial advice regime, how they will work for Financial Advice Providers, and how consumers might complain about them, should they need to.

QFEs get licensing head-start

15 August 2017 - Dealer groups and adviser networks may opt for financial advice provider status (FAP) under the new legislation, but it is expected to be an easier transition for existing qualifying financial entities (QFEs).

Law changes an imperfect improvement

8 August 2017 - Changes made to the Financial Services Legislation Amendment Bill before it was introduced to Parliament have been welcomed by the financial advice sector - but some say they did not go far enough.

Milestone day for financial advice in New Zealand

3 August 2017 - A new bill to replace the Financial Advisers Act was to be introduced on Thursday, Commerce Minister Jacqui Dean announced at the National Advisers Conference.

Milestone day for financial advice in New Zealand

3 August 2017 - A new bill to replace the Financial Advisers Act was to be introduced on Thursday, Commerce Minister Jacqui Dean announced at the National Advisers Conference.

Robo exemption a win for big providers

31 July 2017 - Former FMA senior solicitor Simon Papa considers plans to allow roboadvice ahead of the law changes.

FMA rules could stop KiwiSaver robo before it starts

6 July 2017 - Plans that would allow roboadvice to enter the New Zealand market as early as next year may stop KiwiSaver providers getting involved.

QFE models needed former regulator says

9 July 2015 - The need to change the designations applied to different groups of financial  advisers is one issue where there is some consensus in the review of the Financial Advisers Act. There needs to be change.

Why Dealer Group QFEs isn't a far-fetched idea

5 July 2015 - The reaction to the idea that dealer groups should or could become QFEs has certainly created some friction. Don't write the idea off...here's why.

Dealer groups should be QFEs

1 July 2015 - Insurance dealer groups should become QFEs and take total responsibility for their members’ operations, Kepa chief executive Jeff Page says.

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