Article tagged with 'RFA'
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Out Now: FAP report card
30 May 2024 - The Financial Markets Authority has released a report on what it's found from its FAP monitoring visits - and there are some surprises in the results.
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Part 2: FSLAB & FADC and what it means for us RFAs
23 Apr 2019 - In the second part of his commentary on the recent FADC case, adviser Jon-Paul Hale says the requirements expected of advisers is likely to cause havoc.
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FADC case shows RFAs face big challenges under new laws
11 Apr 2019 - While it has been no surprise with the passing of FSLAB, we now have confirmation that the light at the end of the tunnel is, in fact, the oncoming train.
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[The Wrap] FARs just RFAs spelt differently; Invest responsibly
17 Aug 2018 - Advisers get a wake up call on regulation and given a date to make a decision by; Ignoring responsible investing isn't an option and a case of spinning numbers.
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Dealer groups divided on Code
23 Jul 2018 - The three mortgage groups that made submissions on the Code Working Group's proposals offered opposing views on ethics and who should take responsibility for advice given.
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Proposed commission model 'cross-subsidisation'
11 Jul 2018 - A new commission model proposed is a nice idea but won’t work, one former insurance company boss says.
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It's time for RFAs to make some noise
18 Jun 2018 - If you are an RFA and you intend to be a business owner that's more than just a salesperson into the future, you need to make your voice heard, Jon-Paul Hale says.
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Changes for RFAs nothing to worry about
06 Jun 2018 - Regulation and compliance. It is the talk of the town at the moment. However, adviser Jon-Paul Hale explains why he is deeply concerned with the continued attitudes between advisers within the financial services industry,
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[Opinion] RFAs missing in action
18 Apr 2018 - The lack of RFAs at the recent Code Working Group roadshows should be a big concern for advisers.
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Flight to big providers 'possible unintended consequence'
14 Mar 2018 - An option that will allow financial advice providers and their financial adviser or nominated representatives to achieve new competency requirements “in aggregate” could cause a flight to big dealer groups.