Article tagged with 'Angus Dale-Jones'
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New code for all advisers
25 Aug 2025 - An updated Code of Conduct for all advisers has been approved by minister of Commerce and it does not require advisers to seek qualifications higher than Level Five.
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Missing members: concerns raised over legality of code committee
01 Apr 2022 - The committee which sets professional standards for financial advisers appears to be in breach of its own laws.
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Competency standards - to move forward, start at the finish
29 Oct 2021 - Professional competency is a career-long journey and if financial advisers can't cope with minimum standards, then it's probably not the path they should be taking.
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Regulation change to broaden and strengthen industry: Dale-Jones
15 Mar 2021 - The chair of the code working group spoke to Good Returns about expectations for the regulation improvements.
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The two code standards that advisers need to know
01 Dec 2020 - Good Returns sat down with Angus Dale-Jones to discuss the impacts of the new code of conduct on financial advisers, including the two code standards that are most vital to advisers.
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Code will hold: Dale-Jones
19 Apr 2020 - Financial advisers’ code of conduct is designed to be effective at any stage – so it will not be a problem for its implementation to be pushed back further, the chairman of the Code Working Group says.
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[GRTV] No back-down from Level Five, Dale-Jones says
16 May 2019 - A suggestion that the new Code of Conduct for financial advisers is a back down on the requirement for Level Five qualifications is incorrect, Code Working Group chairman Angus Dale-Jones says.
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Draft code “fair” for industry: Mortgage Room’s Fuller
23 Oct 2018 - Mortgage Room co-founder Paul Fuller says the new draft code of conduct for financial advisers is “fair” for the industry, but admits it is tough on experienced advisers without a level 5 qualification.
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Dealer groups divided on Code
23 Jul 2018 - The three mortgage groups that made submissions on the Code Working Group's proposals offered opposing views on ethics and who should take responsibility for advice given.
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Consumer feedback 'good reminder'
13 Jul 2018 - Consumer feedback on the development of a new code of conduct for financial advisers has highlighted the importance of keeping a client focus, Angus Dale-Jones says.