Articles tagged with 'Angus Dale-Jones'
Missing members: concerns raised over legality of code committee
1 April 2022 - The committee which sets professional standards for financial advisers appears to be in breach of its own laws.
Competency standards - to move forward, start at the finish
29 October 2021 - Professional competency is a career-long journey and if financial advisers can't cope with minimum standards, then it's probably not the path they should be taking.
Regulation change to broaden and strengthen industry: Dale-Jones
15 March 2021 - The chair of the code working group spoke to Good Returns about expectations for the regulation improvements.
The two code standards that advisers need to know
1 December 2020 - Good Returns sat down with Angus Dale-Jones to discuss the impacts of the new code of conduct on financial advisers, including the two code standards that are most vital to advisers.
Code will hold: Dale-Jones
19 April 2020 - Financial advisers’ code of conduct is designed to be effective at any stage – so it will not be a problem for its implementation to be pushed back further, the chairman of the Code Working Group says.
[GRTV] No back-down from Level Five, Dale-Jones says
16 May 2019 - A suggestion that the new Code of Conduct for financial advisers is a back down on the requirement for Level Five qualifications is incorrect, Code Working Group chairman Angus Dale-Jones says.
Draft code “fair” for industry: Mortgage Room’s Fuller
23 October 2018 - Mortgage Room co-founder Paul Fuller says the new draft code of conduct for financial advisers is “fair” for the industry, but admits it is tough on experienced advisers without a level 5 qualification.
Dealer groups divided on Code
23 July 2018 - The three mortgage groups that made submissions on the Code Working Group's proposals offered opposing views on ethics and who should take responsibility for advice given.
Consumer feedback 'good reminder'
13 July 2018 - Consumer feedback on the development of a new code of conduct for financial advisers has highlighted the importance of keeping a client focus, Angus Dale-Jones says.
New advice rules to consider trail commissions
5 July 2018 - Whether advisers have an obligation to offer ongoing service when they receive trail commissions is one of the questions still to be pondered by those developing the new financial advice regime.
Fine balance for new code
2 July 2018 - The Code Working Group has been told by many people that is proposals for adviser competence standards were not right – but no one has yet offered a better solution, its chairman says.
Dale-Jones: Financial advice different to other professions
16 May 2018 - Financial advice is different from other professions because the skills are not necessarily held by the individual giving the advice, the chairman of the Code Working Group, Angus Dale-Jones says.
[Opinion] Serious concerns over Code Working Group behaviour
26 March 2018 - Advisers should be worried about what is happening with the Code Working Group. It's meant to be consulting with the industry but is trying to gag Good Returns and others.
Advice bill faces year-long delay
30 November 2017 - New rules for financial advisers are likely to be delayed until the end of next year.
Mortgage advisers: start thinking about your education now
24 October 2017 - Change is coming under the new financial advice regime and mortgage advisers are being urged to start getting ready for it now.
New code's wider scope helps advisers: Chairman
19 October 2017 - Authorised financial advisers will benefit from being part of an industry fully bound by a code of conduct, the chairman of the working group developing the new code says.
Working group lays out plans
14 August 2017 - A preliminary draft of the new code of conduct to cover all advisers is expected by next March or April, the working group developing it says.
GRTV Ep3: Code working group; the value of opening up to your clients; and risk advice upheaval
12 August 2017 - In this latest episode of GRTV, Good Returns publisher Philip Macalister sat down with the chairman of the Code Working Group, Angus Dale-Jones, Dr. Philip M. Randall, managing partner of The Thorndyke Group and Partners Life chief executive Naomi Ballantyne.
Dale-Jones happy with Code Working Group
9 August 2017 - The chairman of the Code Working Group, Angus Dale-Jones, responds to criticism of the make up of the group and also outlines its plans.
Dale-Jones: Judge us on our transparency
9 August 2017 - The chairman of the working group set up to develop a new industry code of conduct has deflected criticism of a lack of adviser involvement.
